RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• B••••••• W••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Jan 31, 2023 · Bloomfield Hills, Mi
- F•• S••••••••• C••••••••• formerApr 4, 2018 to Jan 4, 2023 · Bloomfield Hills, Mi
- G•••• L•••• W•••••• L•• independent RIAMar 17, 2017 to Mar 29, 2018 · Northville, Mi
- F•• S••••••••• C••••••••• to B••••• P••••• A•••••••• L••left Jan 4, 2023, registered Jan 31, 2023 (27 days) · Affiliated broker-dealer or bank to independent RIA
- G•••• L•••• W•••••• L•• to F•• S••••••••• C•••••••••left Mar 29, 2018, registered Apr 4, 2018 (6 days) · Other
- L••• B••••••• W•••••• left F•• S••••••••• C••••••••• for B••••• P••••• A•••••••• L•• (registered 2023-01-31)Jan 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address