DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• L•••• W•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 10, 2016 · 28 filings
SEC status approved since Jun 2, 2021
RAUM
$166M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$162M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$166M as of Mar 30, 2026
Feb 2, 2017$45.1M then
HNW client RAUM$90.1M as of Mar 30, 2026
Mar 28, 2022$68.3M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Feb 2, 20173 then
Employees (5.A)9 as of Mar 30, 2026
Feb 2, 20175 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 248derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $170,549derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $519,523, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.1M54%
- Individuals$71.9M43%
- Pension and profit-sharing plans$4.3M2.6%
- Individual clients
- 209reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 975reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $519,523 for 5 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• D•••• S•••••• | Northville, Mi | Jul 5, 2016 | 30 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount2 left over 36 months
Left, latest
- T••••• A•••• G••••••• to S•••••••• F•••••••• G••••• I•••Jan 23, 2026 · RIA to RIA
- B•••• B•••• P•••• to S•••••••• F•••••••• G••••• I•••Jan 2, 2024 · RIA to RIA
- G••••• B••• to J••• M••••• S••••••••• L••Jun 8, 2023 · RIA to wirehouse
- J••••• C•••••• W•••••••• to B••••••••• C•••••• M••••••••• L••Sep 15, 2021 · RIA to RIA
- B••••••••• T••••••••• M•••••• to T• A••••••••• I••••••••• M••••••••• L••Feb 28, 2019 · Other
- T••••• D•••••• W••••• to M••••••• C•••••• M••••••••• L••Jan 11, 2019 · Other
- L••• B••••••• W•••••• to F•• S••••••••• C•••••••••Mar 29, 2018 · Other
Joined, latest
- G••••• B••• from M•• I•••••••• S•••••••• L••Feb 23, 2022 · Affiliated broker-dealer or bank to independent RIA
- T••••• A•••• G••••••• from C••••••• S••••••••• I•••Oct 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- J••••• C•••••• W•••••••• from E••••• J••••Oct 5, 2020 · Other
- T••••• D•••••• W••••• from S•••••••• I••••••••• M•••••••••Sep 18, 2018 · Other
- B•••• B•••• P•••• from A••••••••• F•••••••• S•••••••• L••Jul 21, 2018 · Other
- B••••••••• T••••••••• M•••••• from O•••• I••••••••• I•••Mar 20, 2018 · Other
- D•••• D•••• S•••••• from U•• F•••••••• S••••••• I•••Jul 5, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• D••••• D•••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- S••••••• D••••• D•••• · Managing Membercontrolsince 06/2016 · owns 75% or more of A••••••• W•••••• L••
Entity owners
- A••••••• W•••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G•••• L•••• W•••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Northville, Mi · principal | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 921 to 975Oct 28, 2025 to Mar 30, 2026
- HNW clients · 32 to 39Oct 28, 2025 to Mar 30, 2026
- Individual clients · 206 to 209Oct 28, 2025 to Mar 30, 2026
- Assets in custody · $2.8M to $519,523Oct 28, 2025 to Mar 30, 2026
- Employees · 6 to 9Oct 28, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 4Oct 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $136M to $162MOct 28, 2025 to Mar 30, 2026
- HNW RAUM · $79.6M to $90.1MOct 28, 2025 to Mar 30, 2026
- Individual RAUM · $56.2M to $71.9MOct 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $7.2M to $4.3MOct 28, 2025 to Mar 30, 2026
- Pension RAUM · $7.4M to $4.3MOct 28, 2025 to Mar 30, 2026
- RAUM · $143M to $166MOct 28, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Oct 28, 2025
- Accounts · 872 to 921Jun 21, 2024 to Mar 27, 2025
- Advisory employees · 2 to 3Jun 21, 2024 to Mar 27, 2025
- HNW clients · 33 to 32Jun 21, 2024 to Mar 27, 2025
- Individual clients · 243 to 206Jun 21, 2024 to Mar 27, 2025
- Employees · 7 to 6Jun 21, 2024 to Mar 27, 2025
- State-registered IARs · 2 to 3Jun 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $117M to $136MJun 21, 2024 to Mar 27, 2025
- HNW RAUM · $73.6M to $79.6MJun 21, 2024 to Mar 27, 2025
- Individual RAUM · $43.0M to $56.2MJun 21, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $0 to $7.2MJun 21, 2024 to Mar 27, 2025
- Pension RAUM · $400,000 to $7.4MJun 21, 2024 to Mar 27, 2025
- RAUM · $117M to $143MJun 21, 2024 to Mar 27, 2025
- Accounts · 845 to 872Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 4 to 2Mar 28, 2023 to Mar 28, 2024
- BD registered reps · 2 to 1Mar 28, 2023 to Mar 28, 2024
- HNW clients · 42 to 33Mar 28, 2023 to Mar 28, 2024
- Individual clients · 199 to 243Mar 28, 2023 to Mar 28, 2024
- Assets in custody · $3.2M to $2.8MMar 28, 2023 to Mar 28, 2024
- Employees · 8 to 7Mar 28, 2023 to Mar 28, 2024
- Financial planning clients · 1-10 to 0Mar 28, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 2Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $113M to $117MMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $34.3M to $73.6MMar 28, 2023 to Mar 28, 2024
- Individual RAUM · $78.2M to $43.0MMar 28, 2023 to Mar 28, 2024
- Pension RAUM · unset to 400000.0Mar 28, 2023 to Mar 28, 2024
- RAUM · $113M to $117MMar 28, 2023 to Mar 28, 2024
- Assets in custody · $9.5M to $3.2MMar 27, 2023 to Mar 28, 2023
Signals
6 dated events
- T••••• A•••• G••••••• left G•••• L•••• W•••••• L•• for S•••••••• F•••••••• G••••• I••• (registered 2026-01-26)Jan 23, 2026 · Advisor changed firm · fact
- B•••• B•••• P•••• left G•••• L•••• W•••••• L•• for S•••••••• F•••••••• G••••• I••• (registered 2024-01-02)Jan 2, 2024 · Advisor changed firm · fact
- G••••• B••• left G•••• L•••• W•••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-07-25)Jun 8, 2023 · Advisor changed firm · fact
- Emma Carmela Eastin (Chief Compliance Officer & Director Of Operations) no longer on Schedule A of G•••• L•••• W•••••• L•• (listed 2022-08-26, absent 2022-10-25)Oct 25, 2022 · Control person left · inference
- Peter Michael Hartman (Managing Member) no longer on Schedule A of G•••• L•••• W•••••• L•• (listed 2017-11-03, absent 2021-04-30)Apr 30, 2021 · Control person left · inference
- G•••• L•••• W•••••• L•• filed its initial SEC registration (Form ADV)Jun 10, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ashleyc@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- briannah@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- emmahutton@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- hollyc@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jacksonsteffen@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- shannona@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jennieb@greatlakeswealth.usreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-378-1200reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H••••://WWW.G••••L••••WEALTH.USreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (248) 378-1200reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- GREATLAKESWEALTH.US/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026