RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• S•••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince May 8, 2015 · Princeton, Nj
- S••••• F•••••••• R•••••••• I•• formerMay 5, 2014 to Feb 1, 2016 · Parsippany, Nj
- S••••• E••••••• I•• formerApr 29, 2014 to Sep 22, 2014 · Parsippany, Nj
- W•••• F•••• A••••••• wirehouseMar 18, 2013 to Jul 22, 2013 · Mountain Lakes, Nj
- S••••• F•••••••• R•••••••• I•• to B•••••••• I••••••••• M••••••••• L••left Feb 1, 2016, registered May 8, 2015 (-269 days) · Other
- S••••• E••••••• I•• to S••••• F•••••••• R•••••••• I••left Sep 22, 2014, registered May 5, 2014 (-140 days) · Other
- W•••• F•••• A••••••• to S••••• E••••••• I••left Jul 22, 2013, registered Apr 29, 2014 (281 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address