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Registered advisor
M•••••• J••••• S••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Jan 24, 2023
In the industry
14 y
since Sep 11, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• W••••• S•••••••• L•• state registered currentsince Jan 24, 2023 · Charlotte, Nc
- V••••••• F•••••••• P••••••• unclassifiedSep 16, 2021 to Jan 20, 2023 · Huntersville, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 14, 2016 to Aug 3, 2021 · Huntersville, Nc
- H•••••••• A•••••••• L•• BD affiliatedSep 28, 2012 to Mar 27, 2014 · Harrison, Ny
Moves
a registration end followed by a registration begin elsewhere
- V••••••• F•••••••• P••••••• to S•••••• W••••• S•••••••• L••left Jan 20, 2023, registered Jan 24, 2023 (4 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V••••••• F•••••••• P•••••••left Aug 3, 2021, registered Sep 16, 2021 (44 days) · Other
- H•••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 27, 2014, registered Oct 14, 2016 (932 days) · Other
Signals
- M•••••• J••••• S•••••• left V••••••• F•••••••• P••••••• for S•••••• W••••• S•••••••• L•• (registered 2023-01-24)Jan 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address