DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Erin Marie Purcell

UBS Financial Services Inc.wirehouseCincinnati, Ohdual registrantIAPD 6085984

Feed of 09/14/2026

Also filed as Erin M Purcell

At current firm

0 y

since Aug 18, 2026

In the industry

13 y

since Nov 20, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

UBS Financial Services Inc. wirehouse current
since Aug 18, 2026 · Cincinnati, Oh
Morgan Stanley wirehouse
May 1, 2024 to Aug 12, 2026 · Cincinnati, Oh
U.S. Bancorp Investments, Inc. former
Aug 17, 2023 to Mar 12, 2024 · Cincinnati, Oh
Wells Fargo Advisors wirehouse
Sep 6, 2016 to Jun 29, 2023 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to UBS Financial Services Inc.
left Aug 12, 2026, registered Aug 18, 2026 (6 days) · Wirehouse to wirehouse · moved with a team
U.S. Bancorp Investments, Inc. to Morgan Stanley
left Mar 12, 2024, registered May 1, 2024 (50 days) · Affiliated broker-dealer or bank to wirehouse
Wells Fargo Advisors to U.S. Bancorp Investments, Inc.
left Jun 29, 2023, registered Aug 17, 2023 (49 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Erin Marie Purcell left Morgan Stanley for Ubs Financial Services Inc. (registered 2026-08-18)
Aug 12, 2026 · Advisor changed firm · fact
Erin Marie Purcell left U.S. Bancorp Investments, Inc. for Morgan Stanley (registered 2024-05-01)
Mar 12, 2024 · Advisor changed firm · fact
Erin Marie Purcell left Wells Fargo Advisors for U.S. Bancorp Investments, Inc. (registered 2023-08-17)
Jun 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address