B•••• W•••••••••

A••••••••• F•••••••• S•••••••• L••national BDBedford, Nh dual registrantIAPD 6087709

Feed of 09/15/2026

Also filed as B•••• John W•••••••••

At current firm

2 y

since Nov 29, 2023

In the industry

20 y

since Jan 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Nov 29, 2023 · Bedford, Nh
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Dec 1, 2023 · Bedford, Nh
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Jun 29, 2023 · Beverly, Ma
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 4, 2019 to Jun 9, 2021 · Danvers, Ma
A•••••• A••••••• S••••••• former
Nov 26, 2013 to Mar 8, 2019 · Manchester, Nh

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Dec 1, 2023, registered Nov 29, 2023 (-2 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
A•••••• A••••••• S••••••• to V••• F•••••••• A•••••••• I•••
left Mar 8, 2019, registered Mar 4, 2019 (-4 days) · Affiliated broker-dealer or bank to another

Signals

B•••• W••••••••• left C••••• I••••••••• A••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-11-29)
Dec 1, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address