RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• M•••••
- F••••••• W••••• A•••••••• L•• independent RIA currentsince Jun 13, 2025 · Vernon Hills, Il
- J••• M••••• S••••••••• L•• wirehouseOct 25, 2018 to May 13, 2025 · Chicago, Il
- H••••• R•••• formerOct 28, 2016 to Jan 4, 2019 · Chicago, Il
- M••••• S•••••• wirehouseApr 1, 2013 to Nov 17, 2016 · Oak Brook, Il
- J••• M••••• S••••••••• L•• to F••••••• W••••• A•••••••• L••left May 13, 2025, registered Jun 13, 2025 (31 days) · Wirehouse to independent RIA
- H••••• R•••• to J••• M••••• S••••••••• L••left Jan 4, 2019, registered Oct 25, 2018 (-71 days) · RIA to wirehouse
- M••••• S•••••• to H••••• R••••left Nov 17, 2016, registered Oct 28, 2016 (-20 days) · Other
- Nick Moylan left J.P. Morgan Securities Llc for Fourstar Wealth Advisors, Llc (registered 2025-06-13)May 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address