RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• N••••• K••••
- P•••••••• independent RIA currentsince Oct 26, 2022 · Alexandria, Va
- M••••••• F•••••••• P••••••• unclassifiedAug 27, 2021 to Sep 14, 2022 · Arlington, Va
- D•••• C•••••• A•••••••• L•• formerAug 10, 2018 to Jul 28, 2021 · Alexandria, Va
- F•••• P••••••• W•••••• L•• independent RIAFeb 27, 2018 to Jul 27, 2021 · Bethesda, Md
- B••••••••• W••••• • F•••••••• M••••••••• L•• formerJan 8, 2016 to Mar 5, 2018 · Bethesda, Md
- R•• C•••••• M••••••• L•• national BDJul 28, 2015 to Jan 25, 2016 · Washington, Dc
- M••••••• F•••••••• P••••••• to P••••••••left Sep 14, 2022, registered Oct 26, 2022 (42 days) · Other
- D•••• C•••••• A•••••••• L•• to M••••••• F•••••••• P•••••••left Jul 28, 2021, registered Aug 27, 2021 (30 days) · Other
- F•••• P••••••• W•••••• L•• to D•••• C•••••• A•••••••• L••left Jul 27, 2021, registered Aug 10, 2018 (-1082 days) · RIA to RIA
- B••••••••• W••••• • F•••••••• M••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 5, 2018, registered Feb 27, 2018 (-6 days) · Other · moved with a team
- R•• C•••••• M••••••• L•• to B••••••••• W••••• • F•••••••• M••••••••• L••left Jan 25, 2016, registered Jan 8, 2016 (-17 days) · Other
- M•••• N••••• K•••• left M••••••• F•••••••• P••••••• for Pathstone (registered 2022-10-26)Sep 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address