RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• S•••
- T•••••••• I••••••••• M••••••••• I•• asset manager currentsince Feb 4, 2026 · Santa Fe, Nm
- T• R••• P•••• A••••••••• I••• asset managerFeb 13, 2025 to Oct 29, 2025 · Novato, Ca
- T••••••••• A••••••• I•• asset managerFeb 4, 2019 to Jan 24, 2025 · Novato, Ca
- T• R••• P•••• A••••••••• I••• to T•••••••• I••••••••• M••••••••• I••left Oct 29, 2025, registered Feb 4, 2026 (98 days) · Other
- T••••••••• A••••••• I•• to T• R••• P•••• A••••••••• I•••left Jan 24, 2025, registered Feb 13, 2025 (20 days) · Other
- S••••• S••• left T• R••• P•••• A••••••••• I••• for T•••••••• I••••••••• M••••••••• I•• (registered 2026-02-04)Oct 29, 2025 · Advisor changed firm · fact
- S••••• S••• left T••••••••• A••••••• I•• for T• R••• P•••• A••••••••• I••• (registered 2025-02-13)Jan 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address