DFX Intelligence
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Registered advisor
P••••• M••••••• M••••
Feed of 09/15/2026
Also filed as P••••• M••••••• W••••••••• M••••••• M••••••••• M••••••• W••••••••• M••••••• W••••••••• M• M••••••••• M••••••••• M••••••• M••••
At current firm
10 y
since Aug 2, 2016
In the industry
14 y
since Sep 7, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 2, 2016 · Burke, Va
- J••• M••••• S••••••••• L•• wirehouseMar 31, 2014 to May 12, 2015 · Jupiter, Fl
- E••••• J•••• national BDSep 11, 2012 to Dec 4, 2013 · Coconut Creek, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 12, 2015, registered Aug 2, 2016 (448 days) · Wirehouse to wirehouse · moved with a team
- E••••• J•••• to J••• M••••• S••••••••• L••left Dec 4, 2013, registered Mar 31, 2014 (117 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address