RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• E••••• D•••••
- Title
- Chief Executive Officer and Financial Planner | Shareholderreportedbroadviewfinancial.comfirm site, Sep 17, 2026
- Designations
- CFPreportedbroadviewfinancial.comas printed on the bio page, Sep 17, 2026
- Professional profile
- broadviewfinancial.com/team/lisa-dregnereportedbroadviewfinancial.comfirm site, Sep 17, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- B•••••••• F•••••••• M••••••••• L•• independent RIA currentsince Oct 14, 2022 · Wauwatosa, Wi
- G••••• V••• C•••••• M••••••••• L•• independent RIANov 4, 2020 to Oct 7, 2022 · Waukesha, Wi
- V•••••• A•••••••• I••• BD affiliatedDec 9, 2015 to Feb 27, 2019 · Mequon, Wi
- E••••••••• I••••••••• G•••• independent RIAFeb 4, 2015 to Nov 3, 2015 · Waukesha, Wi
- S•• I••••••••• I••• formerOct 22, 2013 to Dec 31, 2014 · Pewaukee, Wi
- P•••• S••••••••• L•• no RAUMJan 29, 2013 to Oct 8, 2013 · Wauwatosa, Wi
- G••••• V••• C•••••• M••••••••• L•• to B•••••••• F•••••••• M••••••••• L••left Oct 7, 2022, registered Oct 14, 2022 (7 days) · RIA to RIA
- V•••••• A•••••••• I••• to G••••• V••• C•••••• M••••••••• L••left Feb 27, 2019, registered Nov 4, 2020 (616 days) · RIA to RIA
- E••••••••• I••••••••• G•••• to V•••••• A•••••••• I•••left Nov 3, 2015, registered Dec 9, 2015 (36 days) · Other
- S•• I••••••••• I••• to E••••••••• I••••••••• G••••left Dec 31, 2014, registered Feb 4, 2015 (35 days) · Other
- P•••• S••••••••• L•• to S•• I••••••••• I•••left Oct 8, 2013, registered Oct 22, 2013 (14 days) · Other
- L••• E••••• D••••• left G••••• V••• C•••••• M••••••••• L•• for B•••••••• F•••••••• M••••••••• L•• (registered 2022-10-14)Oct 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address