RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••••• E•••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Apr 22, 2026 · Philadelphia, Pa
- P•• W••••• M••••••••• BD affiliatedAug 31, 2023 to Dec 3, 2025 · Philadelphia, Pa
- W•••• F•••• A••••••• wirehouseNov 30, 2020 to Sep 20, 2023 · Drexel Hill, Pa
- P•• W••••• M••••••••• to T• P•••••• C••••• W••••• L••left Dec 3, 2025, registered Apr 22, 2026 (140 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Sep 20, 2023, registered Aug 31, 2023 (-20 days) · Wirehouse to affiliated broker-dealer or bank
- O••••• E••• left P•• W••••• M••••••••• for T• P•••••• C••••• W••••• L•• (registered 2026-04-22)Dec 3, 2025 · Advisor changed firm · fact
- O••••• E••• left W•••• F•••• A••••••• for P•• W••••• M••••••••• (registered 2023-08-31)Sep 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address