RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• B••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 10, 2025 · Miami, Fl
- B•• S••••••••• I••• mixed wealthMay 23, 2024 to Dec 16, 2024 · Miami, Fl
- M••••• S•••••• wirehouseOct 22, 2018 to Nov 17, 2022 · Miami, Fl
- B•• S••••••••• I••• to J••• M••••• S••••••••• L••left Dec 16, 2024, registered Jan 10, 2025 (25 days) · RIA to wirehouse
- M••••• S•••••• to B•• S••••••••• I•••left Nov 17, 2022, registered May 23, 2024 (553 days) · Wirehouse to independent RIA
- F•••• B•••••• left B•• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-01-10)Dec 16, 2024 · Advisor changed firm · fact
- F•••• B•••••• left M••••• S•••••• for B•• S••••••••• I••• (registered 2024-05-23)Nov 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address