DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• E• Y•••

S•••• I••••• S••••••••• L••independent RIAFort Lauderdale, Fl IA-onlyIAPD 6096549

Feed of 09/15/2026

Also filed as Erin Yake

At current firm

0 y

since Nov 6, 2025

In the industry

14 y

since Sep 14, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• I••••• S••••••••• L•• independent RIA current
since Nov 6, 2025 · Wilmington, De
C••••• I••••••••• A••••••• L•• BD affiliated
May 8, 2025 to Oct 23, 2025 · West Chester, Pa
J••• M••••• S••••••••• L•• wirehouse
Oct 23, 2024 to May 2, 2025 · Newark, De
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 30, 2023 to Sep 26, 2024 · Wilmington, De
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 24, 2015 to Jul 31, 2018 · Wilmington, De

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to S•••• I••••• S••••••••• L••
left Oct 23, 2025, registered Nov 6, 2025 (14 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left May 2, 2025, registered May 8, 2025 (6 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••
left Sep 26, 2024, registered Oct 23, 2024 (27 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 31, 2018, registered Aug 30, 2023 (1856 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E••• E• Y••• left C••••• I••••••••• A••••••• L•• for S•••• I••••• S••••••••• L•• (registered 2025-11-06)
Oct 23, 2025 · Advisor changed firm · fact
E••• E• Y••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-05-08)
May 2, 2025 · Advisor changed firm · fact
E••• E• Y••• left A••••••••• F•••••••• S•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-10-23)
Sep 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address