K••• A• B•••••••

C•••••••• G••••• M•••••• I•••BD affiliatedIrving, Tx dual registrantIAPD 6097090

Feed of 09/15/2026

Also filed as K••• A•••••• B••••••••• B••••••••• A• B••••••••• A• B•••••••

At current firm

3 y

since Jul 14, 2023

In the industry

14 y

since Aug 27, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Jul 14, 2023 · Fresno, Ca
J••• M••••• S••••••••• L•• wirehouse
Jan 25, 2021 to Jun 24, 2023 · Plano, Tx
F••••• I••••••••• independent RIA
Jun 2, 2020 to Dec 21, 2020 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jun 24, 2023, registered Jul 14, 2023 (20 days) · Wirehouse to affiliated broker-dealer or bank
F••••• I••••••••• to J••• M••••• S••••••••• L••
left Dec 21, 2020, registered Jan 25, 2021 (35 days) · RIA to wirehouse

Signals

••• Locked
Jun 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address