RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince May 15, 2025 · Plano, Tx
- M••••• S•••••• wirehouseSep 5, 2023 to Mar 28, 2025 · Tempe, Az
- E•••••• C•••••• M••••••••• L•• formerFeb 23, 2022 to Sep 5, 2023 · Arlington, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 4, 2013 to Feb 25, 2022 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 15, 2012 to May 14, 2013 · Jacksonville, Fl
- M••••• S•••••• to F••••• I•••••••••left Mar 28, 2025, registered May 15, 2025 (48 days) · Wirehouse to independent RIA · moved with a team
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left Feb 25, 2022, registered Feb 23, 2022 (-2 days) · Wirehouse to independent RIA
- T••••• M• G•• left M••••• S•••••• for F••••• I••••••••• (registered 2025-05-15)Mar 28, 2025 · Advisor changed firm · fact
- T••••• M• G•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• C•••••• M••••••••• L•• (registered 2022-02-23)Feb 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address