RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••• A•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 15, 2025 · Wichita, Ks
- F•• W••••• M••••••••• L•• BD affiliatedAug 6, 2018 to May 21, 2025 · West Des Moines, Ia
- E••••• J•••• national BDNov 20, 2012 to Feb 11, 2014 · Tempe, Az
- F•• W••••• M••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 21, 2025, registered May 15, 2025 (-6 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to F•• W••••• M••••••••• L••left Feb 11, 2014, registered Aug 6, 2018 (1637 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• P••• A••••• left F•• W••••• M••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-15)May 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address