RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R••••• H••••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 26, 2026 · Saint Charles, Il
- J••• M••••• S••••••••• L•• wirehouseNov 5, 2024 to Feb 18, 2026 · Elmhurst, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 17, 2022 to Nov 1, 2024 · Schaumburg, Il
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Feb 18, 2026, registered Mar 26, 2026 (36 days) · Wirehouse to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••left Nov 1, 2024, registered Nov 5, 2024 (4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- C••••••••• R••••• H•••••••• left J••• M••••• S••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2026-03-26)Feb 18, 2026 · Advisor changed firm · fact
- C••••••••• R••••• H•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2024-11-05)Nov 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address