DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• B••••••

F••••• I•••••••••independent RIATampa, Fl IA-onlyIAPD 6102493

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Apr 17, 2025

In the industry

13 y

since Oct 5, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Apr 17, 2025 · Tampa, Fl
T••••• W•••••• L••••• independent RIA
Feb 23, 2023 to Jan 2, 2025 · Tampa, Fl
F••••• I••••••••• independent RIA
Oct 16, 2018 to Jan 9, 2023 · Plano, Tx
L•• F•••••••• L•• BD affiliated
Jun 6, 2016 to Oct 5, 2018 · Shiloh, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 8, 2012 to Jun 7, 2016 · Swansea, Il

Moves

a registration end followed by a registration begin elsewhere

T••••• W•••••• L••••• to F••••• I•••••••••
left Jan 2, 2025, registered Apr 17, 2025 (105 days) · RIA to RIA
F••••• I••••••••• to T••••• W•••••• L•••••
left Jan 9, 2023, registered Feb 23, 2023 (45 days) · RIA to RIA
L•• F•••••••• L•• to F••••• I•••••••••
left Oct 5, 2018, registered Oct 16, 2018 (11 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Jun 7, 2016, registered Jun 6, 2016 (-1 days) · Other

Signals

C•••• B•••••• left T••••• W•••••• L••••• for F••••• I••••••••• (registered 2025-04-17)
Jan 2, 2025 · Advisor changed firm · fact
C•••• B•••••• left F••••• I••••••••• for T••••• W•••••• L••••• (registered 2023-02-23)
Jan 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address