DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Colette F Knobeloch

Cambridge Investment Research Advisors, Inc.BD affiliatedTroy, Il dual registrantIAPD 6102633

Certified Financial Planner

Feed of 09/14/2026

Also filed as Colette F Rakers

At current firm

0 y

since Nov 26, 2025

In the industry

14 y

since Jul 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Nov 26, 2025 · Chesterfield, Mo
Osaic Wealth, Inc. BD affiliated
Sep 1, 2023 to Dec 4, 2025 · O'Fallon, Il
Sagepoint Financial, Inc. former
Feb 12, 2021 to Sep 1, 2023 · O'Fallon, Il
Cetera Investment Advisers LLC BD affiliated
Jan 4, 2021 to Feb 17, 2021 · Fairview Hghts, Il
Cetera Investment Advisers LLC BD affiliated
Nov 12, 2020 to Dec 31, 2020 · Fairview Heights, Il
First Allied Advisory Services, Inc. former
Oct 27, 2017 to Nov 12, 2020 · Fairview Heights, Il
Wells Fargo Advisors wirehouse
Aug 13, 2012 to Oct 30, 2017 · O Fallon, Il

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to Cambridge Investment Research Advisors, Inc.
left Dec 4, 2025, registered Nov 26, 2025 (-8 days) · Affiliated broker-dealer or bank to another
Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Cetera Investment Advisers LLC to Sagepoint Financial, Inc.
left Feb 17, 2021, registered Feb 12, 2021 (-5 days) · Affiliated broker-dealer or bank to another
First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to First Allied Advisory Services, Inc.
left Oct 30, 2017, registered Oct 27, 2017 (-3 days) · Other

Signals

Colette F Knobeloch left Osaic Wealth, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-11-26)
Dec 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address