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RIA Intelligence
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Registered advisor
T••••• J••••• P•••••••
Feed of 09/14/2026
Also filed as T••••• P•••••••
At current firm
3 y
since Jan 4, 2023
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
3
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- 8•• F••••• O•••••• L•• no RAUM currentsince Nov 23, 2025 · Austin, Tx
- A••••••••• L•• independent RIA currentsince May 30, 2025 · Austin, Tx
- 4• F•••••••• independent RIA currentsince Jan 4, 2023 · Austin, Tx
- T••••••• A•••••• N••••••• L•• BD affiliatedJun 30, 2020 to Dec 31, 2022 · Austin, Tx
- P•• A••••••• S•••••••• L•• independent RIANov 22, 2019 to Jul 2, 2020 · Albany, Ny
- E•••••••• A•••••••• L•• national BDNov 16, 2012 to Nov 15, 2019 · Allen, Tx
Moves
a registration end followed by a registration begin elsewhere
- T••••••• A•••••• N••••••• L•• to 4• F••••••••left Dec 31, 2022, registered Jan 4, 2023 (4 days) · corporate re-registration, not a move
- P•• A••••••• S•••••••• L•• to T••••••• A•••••• N••••••• L••left Jul 2, 2020, registered Jun 30, 2020 (-2 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to P•• A••••••• S•••••••• L••left Nov 15, 2019, registered Nov 22, 2019 (7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address