RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• S•••• S•••••
- L••••••••• F•••••••• A•••••••• L•• independent RIA currentsince Jul 18, 2017 · El Paso, Tx
- B•• F•••••••• P•••••• W•••••• I••• independent RIAApr 20, 2016 to Jun 1, 2017 · Dallas, Tx
- W••••• W••••• M••••••••• formerJan 9, 2016 to Aug 18, 2016 · Dallas, Tx
- L••••••••• F•••••••• A•••••••• L•• independent RIAAug 21, 2012 to Jun 30, 2015 · El Paso, Tx
- B•• F•••••••• P•••••• W•••••• I••• to L••••••••• F•••••••• A•••••••• L••left Jun 1, 2017, registered Jul 18, 2017 (47 days) · Other
- W••••• W••••• M••••••••• to B•• F•••••••• P•••••• W•••••• I•••left Aug 18, 2016, registered Apr 20, 2016 (-120 days) · Other · moved with a team
- L••••••••• F•••••••• A•••••••• L•• to W••••• W••••• M•••••••••left Jun 30, 2015, registered Jan 9, 2016 (193 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address