DFX Intelligence
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Registered advisor
J•••• P••• C•••
Feed of 09/15/2026
Also filed as J••• C••••••••• C•••
At current firm
0 y
since Feb 13, 2026
In the industry
13 y
since Oct 17, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Ripon, Wi
- U••• B•••••• I••••••••• I••• formerJul 24, 2018 to Feb 13, 2026 · Saint Paul, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 29, 2017 to Jun 19, 2018 · Rochester, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 18, 2013 to Oct 27, 2015 · Rochester, Mn
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U••• B•••••• I••••••••• I•••left Jun 19, 2018, registered Jul 24, 2018 (35 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 27, 2015, registered Mar 29, 2017 (519 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address