RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• R••• S••••••
- K••••• F••••• W••••• state registered currentsince Jan 1, 2025 · Naples, Fl
- I••••• L•• independent RIAMar 29, 2016 to Oct 6, 2020 · Tampa, Fl
- R••••••• W••••• • T•••• P•••••••• L•• formerFeb 17, 2016 to Dec 31, 2019 · Lutz, Fl
- P•••••••• S••••••••• I••• BD affiliatedOct 26, 2012 to Jan 22, 2014 · Downers Grove, Il
- I••••• L•• to K••••• F••••• W•••••left Oct 6, 2020, registered Jan 1, 2025 (1548 days) · RIA to a state-registered adviser
- R••••••• W••••• • T•••• P•••••••• L•• to I••••• L••left Dec 31, 2019, registered Mar 29, 2016 (-1372 days) · Other
- P•••••••• S••••••••• I••• to R••••••• W••••• • T•••• P•••••••• L••left Jan 22, 2014, registered Feb 17, 2016 (756 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address