DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• D••••

L•• F•••••••• L••BD affiliatedEastpointe, Mi dual registrantIAPD 6107171

Feed of 09/15/2026

Also filed as R•••••• E D••••

At current firm

0 y

since Aug 24, 2026

In the industry

13 y

since Oct 26, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 24, 2026 · Sterling Heights, Mi
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 19, 2026 to Jul 8, 2026 · Bloomfield Hills, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 12, 2021 to Nov 13, 2024 · Covington, Ky
O•••• I••••••••• I••• BD affiliated
Dec 5, 2019 to Apr 6, 2021 · Canton, Mi
H••••••••• F•••••••• A••••••• BD affiliated
Jul 30, 2019 to Oct 7, 2019 · Waterford, Mi
J••• M••••• S••••••••• L•• wirehouse
Jun 12, 2018 to Jun 13, 2019 · H••••••••• Woods, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 30, 2018 to Mar 19, 2018 · Auburn Hills, Mi
J••• M••••• S••••••••• L•• wirehouse
Jun 18, 2013 to Mar 15, 2016 · Bloomfield Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Jul 8, 2026, registered Aug 24, 2026 (47 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to C••••• I••••••••• A••••••• L••
left Nov 13, 2024, registered Mar 19, 2026 (491 days) · Affiliated broker-dealer or bank to another
O•••• I••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 6, 2021, registered Jul 12, 2021 (97 days) · Affiliated broker-dealer or bank to another
H••••••••• F•••••••• A••••••• to O•••• I••••••••• I•••
left Oct 7, 2019, registered Dec 5, 2019 (59 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to H••••••••• F•••••••• A•••••••
left Jun 13, 2019, registered Jul 30, 2019 (47 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Mar 19, 2018, registered Jun 12, 2018 (85 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 15, 2016, registered Jan 30, 2018 (686 days) · Wirehouse to wirehouse

Signals

R•••••• D•••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-08-24)
Jul 8, 2026 · Advisor changed firm · fact
R•••••• D•••• left F••••••• P••••••• A•• W•••••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2026-03-19)
Nov 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address