RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• H•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince May 20, 2026 · Laredo, Tx
- C•••••• S••••• • C••• I••• national BDOct 15, 2021 to May 27, 2026 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 2, 2020 to Sep 27, 2021 · San Antonio, Tx
- E••••• J•••• national BDJan 31, 2020 to Feb 27, 2020 · Laredo, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 26, 2018 to Sep 3, 2019 · Mcallen, Tx
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left May 27, 2026, registered May 20, 2026 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Sep 27, 2021, registered Oct 15, 2021 (18 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 27, 2020, registered Dec 2, 2020 (279 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Sep 3, 2019, registered Jan 31, 2020 (150 days) · Wirehouse to affiliated broker-dealer or bank
- B••••••• H••••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2026-05-20)May 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address