DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• H• W•••

W•••• F•••• A•••••••wirehouseIrvine, Cadual registrantIAPD 6108416

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••••• H• W•••

At current firm

1 y

since Aug 29, 2025

In the industry

13 y

since Oct 5, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 29, 2025 · Irvine, Ca
C•••••• S••••• • C••• I••• national BD
Feb 1, 2018 to Sep 3, 2025 · Brea, Ca
S•••••••• A••••••• L•• national BD
Nov 30, 2016 to Dec 19, 2017 · Mountain View, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 2, 2015 to Oct 25, 2016 · San Mateo, Ca
T• A••••••••• I••• former
Jan 2, 2015 to Oct 25, 2016 · San Mateo, Ca
E•••••••• A•••••••• L•• national BD
May 7, 2013 to Nov 26, 2014 · Irvine, Ca
J• P• T••••• • C•••••• C•••••• M••••••••• L•• former
Nov 8, 2012 to Apr 19, 2013 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••
left Sep 3, 2025, registered Aug 29, 2025 (-5 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Dec 19, 2017, registered Feb 1, 2018 (44 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• A••••••• L••
left Oct 25, 2016, registered Nov 30, 2016 (36 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 25, 2016, registered Jan 2, 2015 (-662 days) · channel change inside one enterprise, not a move
E•••••••• A•••••••• L•• to T• A••••••••• I•••
left Nov 26, 2014, registered Jan 2, 2015 (37 days) · Other
J• P• T••••• • C•••••• C•••••• M••••••••• L•• to E•••••••• A•••••••• L••
left Apr 19, 2013, registered May 7, 2013 (18 days) · Other

Signals

J••••••• H• W••• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2025-08-29)
Sep 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address