RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E•••• B••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Mar 25, 2022 · Lynnwood, Wa
- V••••••• R••• L•• formerFeb 8, 2017 to May 6, 2022 · Bothell, Wa
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 25, 2013 to Feb 7, 2017 · Bellevue, Wa
- V••••••• R••• L•• to E•••••• F•••••••• E••••••left May 6, 2022, registered Mar 25, 2022 (-42 days) · RIA to RIA · moved with a team
- V••• F•••••••• A•••••••• I••• to V••••••• R••• L••left Feb 7, 2017, registered Feb 8, 2017 (1 days) · Other
- M•••••• E•••• B•••••• left V••••••• R••• L•• for E•••••• F•••••••• E•••••• (registered 2022-03-25)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address