DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••••
Legal name S••••••••• G••••• L••
Latest filing Jul 10, 2026
First filing on the tape Apr 3, 2012 · 38 filings
SEC status approved since Aug 11, 2004
RAUM
$1.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.2B as of Jul 10, 2026
Apr 3, 2012$514M then
HNW client RAUM$523M as of Jul 10, 2026
Mar 29, 2018$330M then
State-registered IARs (5.B.3)10 as of Jul 10, 2026
Apr 3, 20120 then
Employees (5.A)11 as of Jul 10, 2026
Mar 27, 201313 then
Private funds: no history
RAUM +5.8% over the last fiscal year+5.3% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 236derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $246,291derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $691M, 1,508 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$645M55%
- High-net-worth individuals$523M45%
- Charitable organizations$2.3M0.2%
- Corporations and businesses$960,5050.1%
- Individual clients
- 2,093reported
- HNW clients
- 265reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 4,752reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $691M for 1,508 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• C•••••• F••••• | Troy, Mi | Dec 21, 2005 | 22 y | 0 |
| M•••••• F••• B••••• | Troy, Mi | Jul 11, 2007 | 24 y | 2 |
| D•••• C•••••••• K••••• | Troy, Mi | Jun 5, 2010 | 29 y | 0 |
| M•••••• A•••• R••• | Troy, Mi | Feb 3, 2015 | 12 y | 0 |
| D••••• R••••• R••••• | Troy, Mi | Jun 26, 2023 | 18 y | 0 |
| R••••• T••••• R•••••Certified Financial Planner | Troy, Mi | Jul 14, 2023 | 34 y | 0 |
| K••• S••••• Z••••• | Troy, Mi | Aug 28, 2023 | 13 y | 0 |
| Z•••••• D• R•••••Certified Financial Planner | East Lansing, Mi | Nov 20, 2024 | 10 y | 2 |
| B•••••• W••••••••• M••••••• | Troy, Mi | Jan 1, 2025 | 22 y | 0 |
| G••••• S•••• M•••• | Troy, Mi | Jan 3, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S••••• F••••• M••••••• to R•••••• J••• M••••••••• L••May 10, 2024 · RIA to a state-registered adviser
- E••• R• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 14, 2022 · RIA to wirehouse
- G•••••••• D•••••• to A••••• A•• P••••••• S•••••••May 27, 2014 · Other
- T••• A• B•••••• to V••• F•••••••• P•••••••• L••Aug 12, 2004 · Other
Joined, latest
- Z•••••• D• R••••• from A•• T•• F•••••••• A•••••••• L••Nov 20, 2024 · RIA to RIA
- M•••••• F••• B••••• from W•••• F•••• A•••••••Nov 8, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• M••••••• F••• · President And Ceocontrolsince 02/2020 · owns 75% or more
- M•••••••• B••••••• W••••••••• · Chief Operating Officer/Director Of Administrationcontrolsince 02/2020 · owns less than 5%
- P•••••• K•••••• K••••• · Chief Compliance Officersince 06/2024 · owns less than 5%
- R•••••• R•••••• T••••• · Chief Growth Officersince 07/2023 · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- East Lansing, MI6 employees
- Findlay, OH1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 6,731 to 4,752Mar 31, 2025 to Mar 17, 2026
- Charity clients · 5 to 3Mar 31, 2025 to Mar 17, 2026
- Corporate clients · unset to 4.0Mar 31, 2025 to Mar 17, 2026
- HNW clients · 468 to 265Mar 31, 2025 to Mar 17, 2026
- Individual clients · 2,385 to 2,093Mar 31, 2025 to Mar 17, 2026
- Assets in custody · $491M to $691MMar 31, 2025 to Mar 17, 2026
- Employees · 10 to 11Mar 31, 2025 to Mar 17, 2026
- Financial planning clients · 101-250 to 251-500Mar 31, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.1B to $1.1BMar 31, 2025 to Mar 17, 2026
- HNW RAUM · $592M to $523MMar 31, 2025 to Mar 17, 2026
- Individual RAUM · $512M to $645MMar 31, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $42.6M to $36.3MMar 31, 2025 to Mar 17, 2026
- RAUM · $1.1B to $1.2BMar 31, 2025 to Mar 17, 2026
- Accounts · 5,644 to 6,731Nov 22, 2024 to Mar 31, 2025
- Advisory activities · 5 to 6Nov 22, 2024 to Mar 31, 2025
- Charity clients · 3 to 5Nov 22, 2024 to Mar 31, 2025
- HNW clients · 449 to 468Nov 22, 2024 to Mar 31, 2025
- Individual clients · 2,154 to 2,385Nov 22, 2024 to Mar 31, 2025
- Assets in custody · $604M to $491MNov 22, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 101-250Nov 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $1.1BNov 22, 2024 to Mar 31, 2025
- HNW RAUM · $624M to $592MNov 22, 2024 to Mar 31, 2025
- Individual RAUM · $495M to $512MNov 22, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $52.3M to $42.6MNov 22, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.1BNov 22, 2024 to Mar 31, 2025
- Advisory employees · 9 to 10Aug 22, 2024 to Nov 21, 2024
- Employees · 9 to 10Aug 22, 2024 to Nov 21, 2024
- State-registered IARs · 9 to 10Aug 22, 2024 to Nov 21, 2024
- Advisory activities · 4 to 5May 10, 2024 to Aug 22, 2024
- Advisory employees · 10 to 9May 7, 2024 to May 10, 2024
- Employees · 10 to 9May 7, 2024 to May 10, 2024
- State-registered IARs · 10 to 9May 7, 2024 to May 10, 2024
- Other offices · 2 to 3Mar 29, 2024 to May 7, 2024
- Accounts · 5,694 to 5,644Feb 6, 2024 to Mar 29, 2024
- Advisory employees · 8 to 10Feb 6, 2024 to Mar 29, 2024
- Charity clients · 4 to 3Feb 6, 2024 to Mar 29, 2024
- HNW clients · 410 to 449Feb 6, 2024 to Mar 29, 2024
- Individual clients · 2,218 to 2,154Feb 6, 2024 to Mar 29, 2024
- Assets in custody · $581M to $604MFeb 6, 2024 to Mar 29, 2024
- Employees · 8 to 10Feb 6, 2024 to Mar 29, 2024
Signals
4 dated events
- Catherine Doris Karras (Chief Compliance Officer) no longer on Schedule A of Straightline (listed 2024-05-10, absent 2024-08-22)Aug 22, 2024 · Control person left · inference
- S••••• F••••• M••••••• left Straightline for R•••••• J••• M••••••••• L•• (registered 2024-10-30)May 10, 2024 · Advisor changed firm · fact
- E••• R• S•••••• left Straightline for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2016-11-10)Jul 14, 2022 · Advisor changed firm · fact
- Fred Michael Bisaro (President And Ceo) appeared on Schedule A of StraightlineMar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-269-8366reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-269-8390reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 419-425-8440reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/S•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-269-8366reportedpublic record, Form ADV, Jul 10, 2026
- Contact form
- straightline.com/contact-us.htmlreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- straightline.com/who-we-are.htmlreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026