A••••• K••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Sep 19, 2025 · Tomball, Tx
• S•••••••• A••••••• L•• national BD
  Mar 31, 2025 to Sep 11, 2025 · Hockley, Tx
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 1, 2021 to Mar 31, 2025 · Naperville, Il
• C•••••••• G••••• M•••••• I••• BD affiliated
  Nov 17, 2020 to May 10, 2021 · Chicago, Il

• S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Sep 11, 2025, registered Sep 19, 2025 (8 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left May 10, 2021, registered Jul 1, 2021 (52 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Sep 11, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address