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Registered advisor

J••••• C•••

C••••••••• F•••••••• N••••••national BDAuburn, Me dual registrantIAPD 6113648

Certified Financial Planner

Feed of 09/15/2026

Also filed as Joe Michael C•••

At current firm

1 y

since Mar 19, 2025

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Mar 19, 2025 · Auburn, Me
C•••••• S••••• • C••• I••• national BD
Apr 8, 2019 to Apr 2, 2025 · Portland, Me
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Feb 21, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Nov 8, 2013 to Jul 13, 2018 · Merrimack, Nh

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to C••••••••• F•••••••• N••••••
left Apr 2, 2025, registered Mar 19, 2025 (-14 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Feb 21, 2019, registered Apr 8, 2019 (46 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

J••••• C••• left C•••••• S••••• • C••• I••• for C••••••••• F•••••••• N•••••• (registered 2025-03-19)
Apr 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address