E••••• E• C•••••••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Jun 13, 2025 · Brooklyn, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  Apr 28, 2023 to Mar 27, 2025 · Canfield, Oh
• A••••••••• F•••••••• S•••••••• L•• national BD
  May 26, 2021 to Apr 10, 2023 · Cortland, Oh
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jan 26, 2020 to May 17, 2021 · Warren, Oh
• E••••• J•••• national BD
  Feb 12, 2018 to Jan 27, 2020 · Warren, Oh
• E••••• B••••• F•••••••• S••••••• unclassified
  Oct 21, 2013 to Dec 31, 2015 · Fowler, Oh

• A••••••••• F•••••••• S•••••••• L•• to K•• I••••••••• S••••••• L••
  left Apr 10, 2023, registered Apr 28, 2023 (18 days) · Affiliated broker-dealer or bank to another
• C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left May 17, 2021, registered May 26, 2021 (9 days) · Affiliated broker-dealer or bank to another
• E••••• J•••• to C••••• I••••••••• A••••••• L••
  left Jan 27, 2020, registered Jan 26, 2020 (-1 days) · Affiliated broker-dealer or bank to another
• E••••• B••••• F•••••••• S••••••• to E••••• J••••
  left Dec 31, 2015, registered Feb 12, 2018 (774 days) · Other

• ••• Locked
  Apr 10, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address