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Registered advisor
T•••• G•••• D•••••••
Feed of 09/14/2026
Also filed as T•••• D•••••••
At current firm
2 y
since Jan 19, 2024
In the industry
13 y
since Nov 8, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · El Dorado, Ks
- W••••••• F•••••••• S•••••••• I••• formerDec 1, 2014 to Jan 19, 2024 · Overland Park, Ks
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMar 26, 2013 to Dec 23, 2014 · O••••, Ne
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 13, 2012 to Dec 20, 2012 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- M••••• O• O•••• I••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Dec 23, 2014, registered Dec 1, 2014 (-22 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M••••• O• O•••• I••••••• S•••••••• I•••left Dec 20, 2012, registered Mar 26, 2013 (96 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address