DFX Intelligence
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Registered advisor
J••••• G••••••• L••
Feed of 09/14/2026
Also filed as J••••• G••••••• L••
At current firm
9 y
since Mar 3, 2017
In the industry
15 y
since Aug 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Mar 3, 2017 · San Francisco, Ca
- F••••• I••••••••• independent RIADec 20, 2012 to Feb 8, 2017 · San Mateo, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••• I••••••••• to S••••• W••••• A•••••••• I•••left Feb 8, 2017, registered Mar 3, 2017 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address