DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Alden Peterson
Feed of 09/15/2026
At current firm
1 y
since May 29, 2025
In the industry
13 y
since Sep 20, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Steward Partners Investment Advisory, LLC BD affiliated currentsince May 29, 2025 · Cumming, Ga
- Advisory Services Network independent RIAAug 9, 2017 to May 20, 2025 · Gainesville, Ga
- Vann Equity Management LLC independent RIAMay 6, 2015 to Apr 4, 2018 · Gainesville, Ga
- Horter Investment Management, LLC independent RIAOct 10, 2012 to Jun 16, 2015 · Gainesville, Ga
Moves
a registration end followed by a registration begin elsewhere
- Advisory Services Network to Steward Partners Investment Advisory, LLCleft May 20, 2025, registered May 29, 2025 (9 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Vann Equity Management LLC to Advisory Services Networkleft Apr 4, 2018, registered Aug 9, 2017 (-238 days) · Other · moved with a team
- Horter Investment Management, LLC to Vann Equity Management LLCleft Jun 16, 2015, registered May 6, 2015 (-41 days) · Other · moved with a team
Signals
- Mark Alden Peterson left Advisory Services Network for Steward Partners Investment Advisory, Llc (registered 2025-05-29)May 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address