DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alexander A Tran

Summitry, LLCindependent RIAFoster City, Ca IA-onlyIAPD 6122936

Feed of 09/15/2026

Also filed as Alexander An Tran

At current firm

0 y

since Mar 5, 2026

In the industry

13 y

since Dec 6, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Portfolio Manager and Director of Investment Operationsreportedsummitry.comfirm site, Sep 15, 2026
Professional profile: summitry.com/team/alex-tranreportedsummitry.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Summitry, LLC independent RIA current
since Mar 5, 2026 · Pasadena, Ca
Vantage Wealth former
Nov 12, 2021 to Apr 7, 2026 · Pasadena, Ca
Genter Capital Management independent RIA
May 17, 2017 to Dec 8, 2021 · Los Angeles, Ca
Eagle Strategies LLC BD affiliated
Dec 18, 2014 to Jan 23, 2015 · Glendale, Ca

Moves

a registration end followed by a registration begin elsewhere

Vantage Wealth to Summitry, LLC
left Apr 7, 2026, registered Mar 5, 2026 (-33 days) · RIA to RIA · moved with a team
Genter Capital Management to Vantage Wealth
left Dec 8, 2021, registered Nov 12, 2021 (-26 days) · RIA to RIA
Eagle Strategies LLC to Genter Capital Management
left Jan 23, 2015, registered May 17, 2017 (845 days) · Other

Signals

Alexander A Tran left Vantage Wealth for Summitry, Llc (registered 2026-03-05)
Apr 7, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address