RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J••••• H••••••••
- F•••••••• A•••••• I••• independent RIA currentsince May 18, 2020 · Monument, Co
- T•••• P••••• F••••••••• I••• formerApr 17, 2018 to Jun 28, 2019 · Colorado Springs, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedSep 10, 2014 to Sep 5, 2017 · Colorado Springs, Co
- T•••• P••••• F••••••••• I••• to F•••••••• A•••••• I•••left Jun 28, 2019, registered May 18, 2020 (325 days) · RIA to RIA
- T• R••• P•••• A••••••• S•••••••• I••• to T•••• P••••• F••••••••• I•••left Sep 5, 2017, registered Apr 17, 2018 (224 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address