RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• W•••••• S••••••
- S••••• A•••• M••••••••• L••••• independent RIA currentsince May 23, 2025 · Bloomfield Hills, Mi
- G••••••• L•• independent RIAJun 8, 2015 to May 30, 2025 · Bloomfield Hills, Mi
- E••••• J•••• national BDFeb 5, 2013 to May 26, 2015 · Sterling Heights, Mi
- G••••••• L•• to S••••• A•••• M••••••••• L•••••left May 30, 2025, registered May 23, 2025 (-7 days) · RIA to RIA · moved with a team
- E••••• J•••• to G••••••• L••left May 26, 2015, registered Jun 8, 2015 (13 days) · Other
- T••••••• W•••••• S•••••• left G••••••• L•• for S••••• A•••• M••••••••• L••••• (registered 2025-05-23)May 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address