K••• A•••••••• W•••••

• O••••••• B•• W••••• P••••••• independent RIA current
  since Jul 15, 2022 · Parsippany, Nj
• P•••••• A•••••• G••••• L•• BD affiliated
  Feb 25, 2016 to Jul 21, 2022 · Fairfield, Nj
• L•• F•••••••• L•• BD affiliated
  May 7, 2014 to Feb 12, 2016 · Fort Mill, Sc
• U•• F•••••••• S••••••• I••• wirehouse
  Jan 31, 2014 to Apr 25, 2014 · Charlotte, Nc

• P•••••• A•••••• G••••• L•• to O••••••• B•• W••••• P•••••••
  left Jul 21, 2022, registered Jul 15, 2022 (-6 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to P•••••• A•••••• G••••• L••
  left Feb 12, 2016, registered Feb 25, 2016 (13 days) · Other
• U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
  left Apr 25, 2014, registered May 7, 2014 (12 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address