N••••••• M•••••• R••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Feb 1, 2023 · Saint Petersburg, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Sep 9, 2021 to Feb 11, 2022 · St. Petersburg, Fl
• W•••• F•••• A••••••• wirehouse
  Sep 19, 2014 to Jul 9, 2020 · Charlotte, Nc
• E•••••••• A•••••••• L•• national BD
  Apr 12, 2013 to Jan 9, 2014 · Raleigh, Nc

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Feb 11, 2022, registered Feb 1, 2023 (355 days) · Affiliated broker-dealer or bank to another · moved with a team
• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Jul 9, 2020, registered Sep 9, 2021 (427 days) · Wirehouse to affiliated broker-dealer or bank
• E•••••••• A•••••••• L•• to W•••• F•••• A•••••••
  left Jan 9, 2014, registered Sep 19, 2014 (253 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Feb 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address