DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Regency Wealth Management
Legal name Hudson Capital Management LLC
Latest filing Mar 17, 2026
First filing on the tape Jan 24, 2012 · 29 filings
SEC status approved since Jan 21, 2011
RAUM
$643M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
91%
$586M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$91.8M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$643M as of Mar 17, 2026
Jan 24, 2012$102M then
HNW client RAUM$535M as of Mar 17, 2026
Mar 23, 2018$186M then
State-registered IARs (5.B.3)5 as of Mar 17, 2026
Mar 14, 20133 then
Employees (5.A)8 as of Mar 17, 2026
Mar 14, 20133 then
Private funds: no history
RAUM +19% over the last fiscal year+13% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $91.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $511,221derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$535M83%
- Individuals$51.2M8.0%
- Charitable organizations$42.6M6.6%
- Pension and profit-sharing plans$9.0M1.4%
- Corporations and businesses$4.6M0.7%
- Individual clients
- 103reported
- HNW clients
- 184reported
- Pension plan clients
- 4reported
- Charitable clients
- 18reported
- Accounts
- 1,257reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Glenn ParkerChartered Financial Analyst | Ramsey, Nj | Jun 28, 2004 | 29 y | 0 |
| Andrew Michael AranChartered Financial Analyst | Ramsey, Nj | Dec 15, 2010 | 35 y | 1 |
| Mark David ReitsmaCertified Financial Planner | Ramsey, Nj | Dec 15, 2010 | 24 y | 2 |
| Bryan David KabotCertified Financial Planner | Ramsey, Nj | Dec 12, 2013 | 22 y | 4 |
| Mark Meena AndraosCertified Financial Planner | Ramsey, Nj | Feb 14, 2019 | 13 y | 3 |
| Ryan Kevin Hulsebos | Ramsey, Nj | May 13, 2026 | 12 y | 1 |
| Scott J Drown | Ramsey, Nj | Jul 28, 2026 | 25 y | 6 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- Gavin O Charlton to Sax Wealth Advisors, LLCApr 30, 2026 · RIA to RIA
Joined, latest
- Scott J Drown from Beacon Pointe Advisors, LLCJul 28, 2026 · RIA to RIA
- Ryan Kevin Hulsebos from LPL Financial LLCMay 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gavin O Charlton from Murphy Capital Management IncMay 1, 2023 · RIA to RIA
- Mark Meena Andraos from Obsidian Cio LLCFeb 14, 2019 · Other
- Bryan David Kabot from Kabot Financial Limited Liability CompanyDec 12, 2013 · Other
- Mark David Reitsma from LPL Financial LLCDec 15, 2010 · Other
- Andrew Michael Aran from LPL Financial LLCDec 15, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Meena Mark Andraos · Partnercontrolsince 01/2024 · owns 5% to 10%
- Michael Andrew Aran · Managing Partnercontrolsince 01/2019 · owns 10% to 25%
- David Bryan Kabot · Managing Partnercontrolsince 01/2020 · owns 10% to 25%
- Glenn Timothy Parker · Managing Partnercontrolsince 01/2020 · owns 25% to 50%
- David Mark Reitsma · Chief Compliance Officercontrolsince 12/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ramsey, Nj · principal | 7 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,069 to 1,257Mar 26, 2025 to Mar 17, 2026
- Advisory employees · 5 to 4Mar 26, 2025 to Mar 17, 2026
- Charity clients · 20 to 18Mar 26, 2025 to Mar 17, 2026
- HNW clients · 165 to 184Mar 26, 2025 to Mar 17, 2026
- Individual clients · 97 to 103Mar 26, 2025 to Mar 17, 2026
- Pension plan clients · 6 to 4Mar 26, 2025 to Mar 17, 2026
- Assets in custody · $248M to $292MMar 26, 2025 to Mar 17, 2026
- Employees · 10 to 8Mar 26, 2025 to Mar 17, 2026
- State-registered IARs · 6 to 5Mar 26, 2025 to Mar 17, 2026
- Discretionary RAUM · $517M to $615MMar 26, 2025 to Mar 17, 2026
- HNW RAUM · $437M to $535MMar 26, 2025 to Mar 17, 2026
- Individual RAUM · $46.2M to $51.2MMar 26, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $21.0M to $27.8MMar 26, 2025 to Mar 17, 2026
- Pension RAUM · $11.1M to $9.0MMar 26, 2025 to Mar 17, 2026
- RAUM · $538M to $643MMar 26, 2025 to Mar 17, 2026
- Accounts · 1,132 to 1,069Apr 19, 2024 to Mar 26, 2025
- Advisory employees · 6 to 5Apr 19, 2024 to Mar 26, 2025
- Charity clients · 11 to 20Apr 19, 2024 to Mar 26, 2025
- Corporate clients · 7 to 3Apr 19, 2024 to Mar 26, 2025
- HNW clients · 163 to 165Apr 19, 2024 to Mar 26, 2025
- Individual clients · 107 to 97Apr 19, 2024 to Mar 26, 2025
- Pension plan clients · unset to 6.0Apr 19, 2024 to Mar 26, 2025
- Assets in custody · $103M to $248MApr 19, 2024 to Mar 26, 2025
- Financial planning clients · 101-250 to 101-250Apr 19, 2024 to Mar 26, 2025
- Discretionary RAUM · $458M to $517MApr 19, 2024 to Mar 26, 2025
- HNW RAUM · $406M to $437MApr 19, 2024 to Mar 26, 2025
- Individual RAUM · $41.7M to $46.2MApr 19, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $27.0M to $21.0MApr 19, 2024 to Mar 26, 2025
- Pension RAUM · $3.6M to $11.1MApr 19, 2024 to Mar 26, 2025
- RAUM · $485M to $538MApr 19, 2024 to Mar 26, 2025
- Accounts · 1,094 to 1,132Mar 14, 2023 to Mar 26, 2024
- Advisory employees · 5 to 6Mar 14, 2023 to Mar 26, 2024
- Advisory activities · 2 to 3Mar 14, 2023 to Mar 26, 2024
- Charity clients · 8 to 11Mar 14, 2023 to Mar 26, 2024
- Corporate clients · 9 to 7Mar 14, 2023 to Mar 26, 2024
- HNW clients · 142 to 163Mar 14, 2023 to Mar 26, 2024
- Assets in custody · $105M to $103MMar 14, 2023 to Mar 26, 2024
- Employees · 9 to 10Mar 14, 2023 to Mar 26, 2024
- State-registered IARs · 5 to 6Mar 14, 2023 to Mar 26, 2024
- Discretionary RAUM · $419M to $458MMar 14, 2023 to Mar 26, 2024
Signals
2 dated events
- Gavin O Charlton left Regency Wealth Management for Sax Wealth Advisors, Llc (registered 2026-08-11)Apr 30, 2026 · Advisor changed firm · fact
- Meena Mark Andraos (Partner) appeared on Schedule A of Regency Wealth ManagementMar 26, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@regencywealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 201-447-5808reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 201-447-5850reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/REGENCY-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- REGENCYWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 201-447-5850reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- regencywealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026