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Registered advisor
J•••• M•••••• R•••••••
Feed of 09/14/2026
Also filed as J•••• M•••••• R•••••••
At current firm
5 y
since Feb 10, 2021
In the industry
13 y
since Jan 22, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Feb 10, 2021 · Plano, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Feb 17, 2021 · Boston, Ma
- S•••••••• A••••••• L•• national BDMar 7, 2017 to Jul 13, 2018 · Alexandria, Va
- E•••••• C•••••• M••••••••• L•• formerApr 18, 2016 to Feb 8, 2017 · Washington, Dc
- S•••••••• A••••••• L•• national BDJul 10, 2014 to Apr 13, 2016 · Tysons Corner, Va
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left Feb 17, 2021, registered Feb 10, 2021 (-7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to S•••••••• A••••••• L••left Feb 8, 2017, registered Mar 7, 2017 (27 days) · Other
- S•••••••• A••••••• L•• to E•••••• C•••••• M••••••••• L••left Apr 13, 2016, registered Apr 18, 2016 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address