RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R••• G•••••
- C•••••••• F••••••••• I••• BD affiliated currentsince Jan 3, 2020 · Hayden, Id
- I••••••••• F•••••••• G••••• L•• BD affiliatedAug 9, 2016 to Dec 31, 2019 · Eagle, Id
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealthNov 12, 2013 to Aug 9, 2016 · Eagle, Id
- M••••• S•••••• wirehouseFeb 5, 2013 to Nov 15, 2013 · Boise, Id
- I••••••••• F•••••••• G••••• L•• to C•••••••• F••••••••• I•••left Dec 31, 2019, registered Jan 3, 2020 (3 days) · RIA to affiliated broker-dealer or bank
- A••••••• I••••••••• S••••••••• G••••• L•• to I••••••••• F•••••••• G••••• L••left Aug 9, 2016, registered Aug 9, 2016 (0 days) · Other
- M••••• S•••••• to A••••••• I••••••••• S••••••••• G••••• L••left Nov 15, 2013, registered Nov 12, 2013 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address