DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Russell Pargett
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Mar 21, 2025
In the industry
13 y
since Aug 13, 2013 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Boulay Wealth independent RIA currentsince Mar 21, 2025 · Eden Prairie, Mn
- Cwm, LLC BD affiliatedJun 21, 2023 to Feb 25, 2025 · Omaha, Ne
- Bergankdv Wealth Management, LLC formerSep 19, 2019 to May 31, 2023 · Omaha, Ne
- Creative Planning independent RIANov 6, 2017 to Sep 9, 2019 · Omaha, Ne
- Td Ameritrade, Inc. formerMar 17, 2016 to Nov 2, 2017 · Omaha, Ne
- Td Ameritrade Investment Management, LLC formerFeb 8, 2016 to Nov 2, 2017 · Omaha, Ne
- UBS Financial Services Inc. wirehouseNov 19, 2013 to Feb 9, 2016 · Lincoln, Ne
- Waddell & Reed formerAug 19, 2013 to Oct 17, 2013 · Savage, Mn
Moves
a registration end followed by a registration begin elsewhere
- Cwm, LLC to Boulay Wealthleft Feb 25, 2025, registered Mar 21, 2025 (24 days) · Affiliated broker-dealer or bank to independent RIA
- Bergankdv Wealth Management, LLC to Cwm, LLCleft May 31, 2023, registered Jun 21, 2023 (21 days) · RIA to affiliated broker-dealer or bank
- Creative Planning to Bergankdv Wealth Management, LLCleft Sep 9, 2019, registered Sep 19, 2019 (10 days) · RIA to RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Nov 2, 2017, registered Mar 17, 2016 (-595 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Creative Planningleft Nov 2, 2017, registered Nov 6, 2017 (4 days) · Other
- UBS Financial Services Inc. to Td Ameritrade Investment Management, LLCleft Feb 9, 2016, registered Feb 8, 2016 (-1 days) · Other
- Waddell & Reed to UBS Financial Services Inc.left Oct 17, 2013, registered Nov 19, 2013 (33 days) · Other
Signals
- Thomas Russell Pargett left Cwm, Llc for Boulay Wealth (registered 2025-03-21)Feb 25, 2025 · Advisor changed firm · fact
- Thomas Russell Pargett left Bergankdv Wealth Management, Llc for Cwm, Llc (registered 2023-06-21)May 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address