DFX Intelligence
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Registered advisor
I•• R••••• G•••••
Feed of 09/15/2026
Also filed as I•• G••••••••• R••••• G••••••••• R• G•••••
At current firm
7 y
since May 30, 2019
In the industry
13 y
since Apr 15, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince May 30, 2019 · Cinnaminson, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 26, 2016 to Jun 1, 2017 · Philadelphia, Pa
- E••••• J•••• national BDApr 29, 2013 to Jul 27, 2015 · Georgetown, De
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jun 1, 2017, registered May 30, 2019 (728 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 27, 2015, registered Sep 26, 2016 (427 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address