DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• M•••••• P•••••

T••••••• F••••• W•••••state registeredNaples, Fl IA-onlyIAPD 6145041

Certified Financial Planner

Feed of 09/15/2026

Also filed as A•••• P•••••

At current firm

1 y

since Jan 1, 2025

In the industry

13 y

since Aug 26, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• F••••• W••••• state registered current
since Jan 1, 2025 · Naples, Fl
M••••• T•••• A••••••• G•••• independent RIA
Oct 14, 2020 to Oct 1, 2024 · Estero, Fl
U•• F•••••••• S••••••• I••• wirehouse
Mar 5, 2018 to Oct 20, 2020 · Tampa, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 27, 2016 to Nov 3, 2017 · Naples, Fl
W•••• F•••• A••••••• wirehouse
Jan 13, 2016 to Mar 15, 2016 · Fort Myers, Fl
G•••••••• C•••••• M••••••••• G•••• L•• former
Nov 26, 2014 to Jan 29, 2016 · Naples, Fl
M•••• • C••••• I•• BD affiliated
Aug 28, 2013 to Jan 4, 2016 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• T•••• A••••••• G•••• to T••••••• F••••• W•••••
left Oct 1, 2024, registered Jan 1, 2025 (92 days) · RIA to a state-registered adviser
U•• F•••••••• S••••••• I••• to M••••• T•••• A••••••• G••••
left Oct 20, 2020, registered Oct 14, 2020 (-6 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Nov 3, 2017, registered Mar 5, 2018 (122 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 15, 2016, registered Apr 27, 2016 (43 days) · Wirehouse to wirehouse
G•••••••• C•••••• M••••••••• G•••• L•• to W•••• F•••• A•••••••
left Jan 29, 2016, registered Jan 13, 2016 (-16 days) · Other
M•••• • C••••• I•• to G•••••••• C•••••• M••••••••• G•••• L••
left Jan 4, 2016, registered Nov 26, 2014 (-404 days) · Other

Signals

A•••• M•••••• P••••• left M••••• T•••• A••••••• G•••• for T••••••• F••••• W••••• (registered 2025-01-01)
Oct 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address