RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• L•• H•••
- L•• F•••••••• L•• BD affiliated currentsince Jun 24, 2025 · Deerwood, Md
- C•••••• A••••••• BD affiliatedNov 21, 2017 to Jun 23, 2025 · Gaithersburg, Md
- L•••••• I••••••••• independent RIAMar 12, 2015 to Jun 23, 2025 · Rockville, Md
- C•••••• A••••••• to L•• F•••••••• L••left Jun 23, 2025, registered Jun 24, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•••••• I••••••••• to C•••••• A•••••••left Jun 23, 2025, registered Nov 21, 2017 (-2771 days) · Other · moved with a team
- B•••••• L•• H••• left C•••••• A••••••• for L•• F•••••••• L•• (registered 2025-06-24)Jun 23, 2025 · Advisor changed firm · fact
- B•••••• L•• H••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2017-11-21)Jun 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address