DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Philip Romano
Certified Financial Planner
Feed of 09/14/2026
Also filed as Philip Charles Romano
At current firm
1 y
since Aug 8, 2025
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Aug 8, 2025 · Raleigh, Nc
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Aug 12, 2025 · Raleigh, Nc
- Signator Investors, Inc. formerFeb 10, 2017 to Nov 2, 2018 · Raleigh, Nc
- Allegheny Financial Group independent RIAJan 17, 2014 to Oct 12, 2017 · Pittsburgh, Pa
- Allegheny Investments independent RIAJan 17, 2014 to Feb 10, 2017 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Wells Fargo Advisorsleft Aug 12, 2025, registered Aug 8, 2025 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Allegheny Financial Group to Signator Investors, Inc.left Oct 12, 2017, registered Feb 10, 2017 (-244 days) · Other
- Allegheny Investments to Allegheny Financial Groupleft Feb 10, 2017, registered Jan 17, 2014 (-1120 days) · Other
Signals
- Philip Romano left Osaic Wealth, Inc. for Wells Fargo Advisors (registered 2025-08-08)Aug 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address