DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Andrew Hall

LPL Financial LLCBD affiliatedAnnapolis, Mddual registrantIAPD 6147535

Feed of 09/14/2026

Also filed as Andy Hall

At current firm

3 y

since Aug 24, 2023

In the industry

13 y

since Dec 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 24, 2023 · Annapolis, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 14, 2021 to Aug 25, 2023 · Washington, Dc
Truist Advisory Services, Inc. BD affiliated
Feb 17, 2021 to Jun 15, 2021 · Atlanta, Ga
Bb&T Securities, LLC former
Jan 2, 2018 to Feb 17, 2021 · Gambrills, Md
Bb&T Investment Services, Inc. former
Nov 1, 2016 to Jan 2, 2018 · Charlotte, Nc
Morgan Stanley wirehouse
Mar 7, 2013 to Nov 3, 2016 · Annapolis, Md

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Aug 25, 2023, registered Aug 24, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Truist Advisory Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 15, 2021, registered Jun 14, 2021 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Bb&T Securities, LLC to Truist Advisory Services, Inc.
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
Bb&T Investment Services, Inc. to Bb&T Securities, LLC
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
Morgan Stanley to Bb&T Investment Services, Inc.
left Nov 3, 2016, registered Nov 1, 2016 (-2 days) · Other

Signals

David Andrew Hall left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2023-08-24)
Aug 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address