DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••••• T•••• M••••••••

L•••• C•••••• L••independent RIASanta Monica, CaIA-onlyIAPD 6147711

Feed of 09/14/2026

Also filed as Ed M••••••••

At current firm

0 y

since Apr 19, 2026

In the industry

13 y

since Jan 23, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••• C•••••• L•• independent RIA current
since Apr 19, 2026 · Santa Monica, Ca
L•••• C•••••• L•• independent RIA
May 11, 2025 to Dec 31, 2025 · Santa Monica, Ca
L•••• C•••••• L•• independent RIA
Nov 1, 2022 to Dec 31, 2024 · Santa Monica, Ca
V•••••• C•••••• L•• independent RIA
Jun 14, 2022 to Nov 18, 2022 · El Segundo, Ca
C•••••••• L•• independent RIA
Sep 25, 2017 to Jun 10, 2022 · El Segundo, Ca
J•• A••••••• independent RIA
Sep 4, 2013 to Sep 7, 2017 · Newport Beach, Ca
G•••• S••••• A•••••••• L•• former
Feb 11, 2013 to Jul 9, 2013 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

V•••••• C•••••• L•• to L•••• C•••••• L••
left Nov 18, 2022, registered Nov 1, 2022 (-17 days) · RIA to a newly registered adviser
C•••••••• L•• to V•••••• C•••••• L••
left Jun 10, 2022, registered Jun 14, 2022 (4 days) · RIA to a newly registered adviser
J•• A••••••• to C•••••••• L••
left Sep 7, 2017, registered Sep 25, 2017 (18 days) · Other
G•••• S••••• A•••••••• L•• to J•• A•••••••
left Jul 9, 2013, registered Sep 4, 2013 (57 days) · Other

Signals

E••••• T•••• M•••••••• left V•••••• C•••••• L•• for L•••• C•••••• L•• (registered 2022-11-01)
Nov 18, 2022 · Advisor changed firm · fact
E••••• T•••• M•••••••• left C•••••••• L•• for V•••••• C•••••• L•• (registered 2022-06-14)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address